Senior Vice President and Managing Director of Wealth Compliance
As a senior vice president and managing director of wealth compliance, Tom brings more than 20 years of experience in the financial services industry to his role at Girard. In providing support to the chief compliance officer, Tom uses his attention to detail and extensive experience to ensure all rules and regulations are met. He earned his bachelor’s degree from Dickinson College and holds FINRA Series licenses 4, 6, 7, 24, 53 and 66. When he isn’t working, Tom enjoys playing golf, grilling, and woodworking.